Our Services
Navigating FINRA for Resolution
We are well-versed in the Financial Industry Regulatory Authority (FINRA) processes and regulations, offering multiple avenues for relief in cases of broker misconduct. Securities fraud takes various forms, sometimes evading immediate detection. High-risk, high-commission products are occasionally recommended without full disclosure of associated risks. Complex products can drain accounts, impact liquidity, and undermine retirement planning. Other scenarios involve investing in an advisor’s private ventures or unregistered securities offerings.
Trusted Advisors, Dedicated Advocates
Many clients place their trust in brokers and investment advisors to secure and grow their savings. We believe that clients deserve reasonable advice to meet these goals. Our mission is to provide this guidance and support. Victims of securities fraud often hesitate to come forward due to self-blame, but the reality is that they’re often one of many deceived by a trusted advisor. Brokerage firms have a responsibility to diligently supervise their brokers and protect clients from securities fraud.
Comprehensive Resolution
Calvo Law has a proven track record of resolving thousands of securities arbitrations, either through evidentiary hearings or settlements. Our investment fraud lawyers work diligently to eliminate unacceptable practices within the securities industry across the United States. We represent individuals before the Financial Industry Regulatory Authority, AAA, JAMS, as well as in state and federal courts.
Legal Compliance
Navigating the complex web of laws and regulations is crucial to avoiding legal disputes. Our attorneys ensure that your agreements are in compliance with relevant local, state, and federal laws, reducing the likelihood of future legal challenges.
Your Path to Resolution Starts Here
If you suspect you’re a victim of securities fraud, our seasoned investment and securities attorneys will meticulously evaluate your accounts free of charge to determine if your case has merit. With expertise in analyzing thousands of accounts and investments, we’re well-equipped to address your concerns.
Security Fraud
Ponzi schemes, misappropriation, churning, false claims, unregistered securities, and investment fund fraud.
Suitability and Fiduciary Duty
Representing clients when advisors fail to match investments to client needs, addressing high-risk products and low-reward options.
Elder Abuse
Protecting the elderly investing population from scams and abuse.
Tailored Representation, Outstanding Results
At Calvo Law, we blend big-firm intellect with small-firm personalized service. We approach each case with individualized strategies, understanding the issues, concerns, and options. Our focus on quality, advocacy, and results extends across various practice areas, ensuring effective case management. We offer flexibility in our free structure with contingency, hourly, and hybrid fee models.
A free consultation can help determine if we’re the legal solution you need. Contact us today to discuss your legal concerns. We will be partner you’ve been looking for.
Navigating FINRA Arbitration Process
Our securities attorneys have a strong record of successfully resolving hundreds of securities arbitration. We represent individuals and institutions nationwide in disputes before FINRA. Claims include suitability, unauthorized trading, breach of fiduciary duty, fraud, and negligent misrepresentation.
Understanding the Arbitration Process
Arbitration is an alternative to traditional litigation, providing a binding resolution forum with limited appeal options. FINRA administers arbitration for the entire brokerage industry in the United States, offering streamlined process and regulatory standard.
If you’re uncertain about FINRA arbitration or suspect securities misconduct, reach out for more information. At Calvo Law, your investor protection is our priority.
Why Choose Us?
Expertise
Our attorneys have a deep understanding of business law and bring a wealth of experience in handling various industries and agreement types.
Tailored Solutions
We recognize that one size doesn’t fit all in the business would. Our team works closely with you to understand your unique requirements and provide solutions that align with your goals.
Comprehensive Approach
From drafting and review to negotiation and resolution, we offer end-to-end support to cover every aspect of your business agreement needs.
Client-centric Focus
Your success is our priority. We are committed to providing personalized attention and strategic advice that contributes to your business growth.
Resolve Securities Matters Strategically
Schedule a consultation today and witness firsthand the transformative impact of our exceptional business and corporate services can have on your success.
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